Compliance infrastructure is one of the hardest technology investments to approve internally, and...
It started with JPMorgan in December 2021 - a $125 million fine for WhatsApp recordkeeping failures...
When a compliance officer resigns, the initial reaction at most firms is measured. The platform is...
Next up in our Employee Spotlight series is Evie, who started out in our Manchester office in the...
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Compliance officers are, by any reasonable measure, experts. They hold qualifications that take...
Financial services firms are racing to describe themselves as "AI-powered." Websites tout machine...
Financial advisors are using AI tools to draft client communications, create presentations, and...
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For a long time, compliance has been cast as the organizational handbrake. The team that slows...
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Compliance officers at mid-sized financial firms face an uncomfortable assumption: effective...
Next up in our Employee Spotlight series we have Matt, who joined as Strategic Account Executive a...