The SEC's New Marketing Rule: How to Stay Compliant And Avoid Big Fines

The SEC's new Marketing Rule comes into force in November. How can your firm stay compliant and avoid big fines? Read on for all the details.

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Shape Up - A Product Development Methodology

An interview with MirrorWeb's SVPs of Product and Engineering, evaluating the team's new way of working.

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How Regulators are Tackling the 'Wild West' of Cryptocurrency

As cryptocurrency continues to surge in popularity, it has found itself in regulators' crosshairs globally.

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The Compliance Implications of a Remote/Hybrid Workforce in Financial Services

A look at how JP Morgan’s $200 million fine for noncompliance signifies the end of a grace period for companies to adapt to the shift to a remote/hybrid workforce.

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What Are The SEC Recordkeeping Rules for Investment Advisors?

The SEC lays out specific recordkeeping rules for investment advisor to follow, or else face significant fines and penalties.

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Complying with SEC Regulations

Complying with SEC regulations of recordkeeping isn't difficult, but it requires a fit-for-purpose solution.

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Popular Backup Software

Popular backup software is used to preserve critical organizational data for later reference or restoration in the event of data corruption.

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