Regain efficiency with this financial promotions approval checklist
A four-step approval checklist to streamline your internal sign off procedures for financial promotions.
Website compliance requirements - answering what the FCA, SEC, FINRA and CMA all want
As the face of your business, your website has to meet a lot of compliance requirements - from the FCA, SEC, CMA, ADA... Here we untangle it all for you.
Capturing web records – how archiving made life a little easier for digital marketers
Making web records of your digital estate doesn't have to be so demanding (at least, for people who have discovered the wonders of website archiving).
Is your working from home tech SEC-compliant?
Though you’ve now fully transitioned to remote working, it’s important to ensure the technology your employees are using meets the required regulatory standards.
How to achieve WORM compliance (and then stay compliant)
With regulated firms adopting new communication channels, achieving WORM compliance has become harder but ever more crucial to stay compliant.
The rising stars of RegTech compliance solutions
With a number of RegTech compliance solutions now available, we decided to pull together the most innovative up and coming solutions.
Best practice in effective long-term data management: the FAIR principles
FAIR is a set of data management principles created by scholars, archivists, and research funders who sought to facilitate change to improve knowledge creation and sharing.
Five ways marketing can work better with compliance
Marketing and compliance are very different departments, but here are 5 ways they can collaborate better and minimise risk for your firm.