Financial Services

A look at how JP Morgan’s $200 million fine for noncompliance signifies the end of a grace period for companies to adapt to the shift to a remote/hybrid workforce.

Companies can use archiving software to store texts, emails, and other communications, to remain compliant and minimise liability.

Email archiving has become an essential business function in the financial services industry.

Financial services companies must archive emails to remain compliant with SEC and FINRA rules.

FINRA reviews their rules around social media influencers and customer acquisition - we can’t say they didn’t warn us.