Financial Services

MirrorWeb has been successfully deployed to hundreds of financial services firms. Find out more with our great reads below.

The SEC's New Marketing Rule: How to Stay Compliant And Avoid Big Fines

The SEC's new Marketing Rule comes into force in November. How can your firm stay compliant and avoid big fines? Read on for all the details.

Read Story

The Compliance Implications of a Remote/Hybrid Workforce in Financial Services

A look at how JP Morgan’s $200 million fine for noncompliance signifies the end of a grace period for companies to adapt to the shift to a remote/hybrid workforce.

Read Story

How can Software Help You Archive Digital Communications?

Companies can use archiving software to store texts, emails, and other communications, to remain compliant and minimise liability.

Read Story

SEC and FINRA Email Archiving Policy

Financial services companies must archive emails to remain compliant with SEC and FINRA rules.

Read Story

Is Your Company Compliant with the SEC's Email Retention Policy?

Email archiving has become an essential business function in the financial services industry.

Read Story

Social Media Influencers and Customer Acquisition

FINRA reviews their rules around social media influencers and customer acquisition - we can’t say they didn’t warn us.

Read Story

Sign up to our newsletter

We will never share your email address with third parties.