Harriet Christie

COO

Harriet is the Chief Operations Officer of MirrorWeb. She joined the company in 2018, bringing a wealth of global account management experience. She has helped oversee the company’s growth, as well as the evolution of the MirrorWeb product and service offering. In her spare time, Harriet runs around after 2 small children and spends as much time as possible in her happy place; on beaches in North Wales (rain or shine) with her family and friends.

Blog Posts

Shifting Goalposts - The Many Challenges of a Chief Compliance Officer

A compliance officer’s role, its evolution, the multitude of challenges which CCOs contend with on a daily basis, and how a role so notoriously demanding can be made more manageable.

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How Regulators are Tackling the 'Wild West' of Cryptocurrency

As cryptocurrency continues to surge in popularity, it has found itself in regulators' crosshairs globally.

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The Compliance Implications of a Remote/Hybrid Workforce in Financial Services

A look at how JP Morgan’s $200 million fine for noncompliance signifies the end of a grace period for companies to adapt to the shift to a remote/hybrid workforce.

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What Are The SEC Recordkeeping Rules for Investment Advisors?

The SEC lays out specific recordkeeping rules for investment advisor to follow, or else face significant fines and penalties.

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Complying with SEC Regulations

Complying with SEC regulations of recordkeeping isn't difficult, but it requires a fit-for-purpose solution.

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Social Media Influencers and Customer Acquisition

FINRA reviews their rules around social media influencers and customer acquisition - we can’t say they didn’t warn us.

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