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Don't Just Trust It - 
The Case for Explainable
AI in Compliance

Your free guide to AI you can defend in front of regulators. 

Download "Don't Just Trust It: The Case for Explainable AI in Compliance" and walk into your next exam with clear answers about how your AI works, why it flagged that message, and how you're maintaining accountability - no black boxes, no guesswork.

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Why compliance leaders are
downloading this ebook

You'll learn how to:

 
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Close the 49-point confidence gap - move from "AI might help" to "I can defend every decision this system makes."  

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Cut false positive investigations by up to 90% while maintaining complete regulatory defensibility.  

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Evaluate AI vendors on what matters: transparency, auditability, and explainability - not just efficiency. 

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What's inside the eBook

  • The $232K problem: Know How false positives are costing mid-market firms nearly two months of professional time annually. 

  • Regulatory expectations decoded: What SEC and FINRA really want to see in your AI governance framework. 

  • The defensibility test: Why "the AI said it was compliant" will never work - and what will. 

  • Explainable AI in practice: Clear criteria for decision transparency, policy mapping, and audit trails. 

  • Vendor selection framework: The specific questions to ask before you sign anything.

Fill out the form for instant access to your copy. Spend less time drowning in alerts and more time focusing on real risks. 

 

Ready for AI-powered compliance you can stand behind?
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Who should read this?

  • Chief Compliance Officers at mid-market RIAs, broker-dealers, and asset managers evaluating AI-powered supervision tools.  

  • Compliance teams at growing firms struggling with alert fatigue and false positive overload.  

  • Risk & technology leaders at mid-market financial services firms building defensible AI governance frameworks. 
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Insights for modern compliance teams

Explore our resources to see how we bring clarity, confidence, and control to communications compliance.
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Built to end compliance frustration - for good

From false positives to export delays, MirrorWeb fixes what legacy vendors get wrong, so you can supervise smarter and stay audit-ready.

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