Regulation

We help keep companies like yours compliant. Find out how with this list of articles.

Unpacking President Biden's Crypto Executive Order

An analysis of the Executive Order on digital assets, its implementation process, and what it means from the perspective of regulatory compliance.

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Shifting Goalposts - The Many Challenges of a Chief Compliance Officer

A compliance officer’s role, its evolution, the multitude of challenges which CCOs contend with on a daily basis, and how a role so notoriously demanding can be made more manageable.

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How Regulators are Tackling the 'Wild West' of Cryptocurrency

As cryptocurrency continues to surge in popularity, it has found itself in regulators' crosshairs globally.

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What Are The SEC Recordkeeping Rules for Investment Advisors?

The SEC lays out specific recordkeeping rules for investment advisor to follow, or else face significant fines and penalties.

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Complying with SEC Regulations

Complying with SEC regulations of recordkeeping isn't difficult, but it requires a fit-for-purpose solution.

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How to Archive Text Messages on Android Phones

Business text messages must be archived for legal reasons, and MirrorWeb can provide a value-adding solution.

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