Financial Services

MirrorWeb has been successfully deployed to hundreds of financial services firms. Find out more with our great reads below.

How can Software Help You Archive Digital Communications?

Companies can use archiving software to store texts, emails, and other communications, to remain compliant and minimise liability.

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SEC and FINRA Email Archiving Policy

Financial services companies must archive emails to remain compliant with SEC and FINRA rules.

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Is Your Company Compliant with the SEC's Email Retention Policy?

Email archiving has become an essential business function in the financial services industry.

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Social Media Influencers and Customer Acquisition

FINRA reviews their rules around social media influencers and customer acquisition - we can’t say they didn’t warn us.

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17a-3 & 17a-4 Cheat Sheet

Learn everything you need to know about these crucial rules, how they are changing and what your firm needs to do to meet them.

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