The Senior Managers & Certification Regime (SM&CR) is a time-sensitive piece of regulation that's a little different to the regulatory tsunami that preceded it. But, how exactly?
Take a look at our eGuide to learn how marketing teams can embrace regulation and still deliver great online experiences.
The requirements under SEC Rules 17a-3 and 17a-4 are particularly high, with the regulator demanding extensive records of all trades carried out by broker/dealers.
The world of banking is rapidly evolving. From the insurgence of new digital channels to the challenges of increasingly complex regulation, the world of banking needs to embrace change and evolve fast.
Keeping a record of web and social media content can be critical for long-term business success. Download our guide and find out how to capture, protect and future-proof this data.
Find out if your firm’s use of the web and social media is MiFID II compliant with our free checklist.
Understand the scale of what electronic communications need to be recorded and retained under the Directive and gain clarity on what you should be doing to comply
A free eBook for organisations to learn how website archiving can help meet compliance, legal and digital preservation requirements in an era of online communications
Download the free guide and find out how to start preserving social media content for compliance, brand protection and more.
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