Learn how marketing leaders in financial services are succeeding with digital marketing (in a compliant way).
With national lockdowns and economic uncertainty everywhere, financial services firms around the world have had to adapt. However, what does this mean for digital transformation?
We believe approval processes shouldn’t stand in the way of creating exciting campaigns or publishing new content. To help you improve efficiency, compliance, and ensure a speedy sign-off, we’ve created a financial promotion approval checklist.
Asset management firms have recognised the need to embrace technology with billions being spent as a result. In a real case of ‘evolve or die’, asset management finds itself in a new era: the rise of the CTO.
In this guide, we will define website archiving, its common misconceptions and explore the benefits it's bringing dfferent sectors when it comes to compliance, brand preservation and digital oversight.
Could Brexit bring MiFID III with it? In this in-depth report, we spoke with industry experts and analysed why this is a very real prospect (and what you need to keep in mind).
If GDPR (and the Cambridge Analytica scandal) has taught us anything, it’s that data and an individual's rights in relation to it, cannot be ignored.
The Senior Managers & Certification Regime (SM&CR) is a time-sensitive piece of regulation that's a little different to the regulatory tsunami that preceded it. But, how exactly?
Take a look at our eGuide to learn how marketing teams can embrace regulation and still deliver great online experiences.
The requirements under SEC Rules 17a-3 and 17a-4 are particularly high, with the regulator demanding extensive records of all trades carried out by broker/dealers.
The world of banking is rapidly evolving. From the insurgence of new digital channels to the challenges of increasingly complex regulation, the world of banking needs to embrace change and evolve fast.
Keeping a record of web and social media content can be critical for long-term business success. Download our guide and find out how to capture, protect and future-proof this data.
Find out if your firm’s use of the web and social media is MiFID II compliant with our free checklist.
Understand the scale of what electronic communications need to be recorded and retained under the Directive and gain clarity on what you should be doing to comply
Download the free guide and find out how to start preserving social media content for compliance, brand protection and more.
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