If GDPR (and the Cambridge Analytica scandal) has taught us anything, it’s that data and an individual's rights in relation to it, cannot be ignored.
The Senior Managers & Certification Regime (SM&CR) is a time-sensitive piece of regulation that's a little different to the regulatory tsunami that preceded it. But, how exactly?
The requirements under SEC Rules 17a-3 and 17a-4 are particularly high, with the regulator demanding extensive records of all trades carried out by broker/dealers.
A free eBook for organisations to learn how website archiving can help meet compliance, legal and digital preservation requirements in an era of online communications