Your biggest compliance risk is sitting in someone's pocket right now.
It's not the obvious violation your compliance team is monitoring. It's the invisible one hiding in plain sight. The team member texting clients back. The WhatsApp group coordinating operations. The quick Signal message about sensitive matters.
These everyday conversations create costly surprises.
The risks that destroy financial firms don't announce themselves. They slip through as quiet gaps - unarchived communications, forgotten devices, policy gray areas everyone interprets differently. Until regulators come asking for records you don't have.
But here's the secret smart firms discovered: These same invisible risks can be transformed into competitive weapons.
In this discussion, you'll learn how to:
This isn't about avoiding problems. It's about creating unfair advantages.