Are your electronic communications records complete, accurate and stored in a fully compliant format?
Email, instant messaging, Twitter, LinkedIn - do you have policies for their use and the ability to record electronic communications wherever they occur?
Are your data management suppliers able to uphold the requirements of MiFID II and other regulations such as GDPR?
Following the introduction of MiFID II in 2018, financial services firms are now required to record all electronic communications intended to conclude in a trade or confirm a transaction - including messages sent through web and social media platforms such as Twitter and LinkedIn.
In our free checklist, we describe the new requirements in full to help set financial services firms on the right track to MiFID II compliant electronic communications recording.